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As the Chief Compliance Officer (“CCO”) for STA Wealth Management, Hope Edick is responsible for adopting, implementing, and administering policies and procedures to ensure adherence to securities laws and regulations. In addition to her compliance supervisory role, she serves on various firm leadership teams, including the Executive Leadership Team where she advises senior management on compliance matters.
Hope has enjoyed 20 years in the financial services industry and has been with STA Wealth Management since 2004. Before becoming the CCO, she served in various areas including client service associate, general operations manager, alternative investment coordinator, and client account billing. Hope began her career at Wunderlich Securities, where she was responsible for all back-office functions as well as maintenance of the portfolio management systems and billing for the investment advisory activities. Before her association in financial services, she was Director of Public Relations for a local company and a freelance publicist.
A longtime resident of Houston, Hope enjoys spending time with her family and friends, LSU football, water activities, and live music.